-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ak+RaDxOtJx+iVzVnbmQTMcDgjKJJvx0rFaZjK9KGmn2Y+w3Or+Znj7ilgxcQPCL BBtITBVeI/C6BM0HMxQHMQ== 0001047469-98-005768.txt : 19980218 0001047469-98-005768.hdr.sgml : 19980218 ACCESSION NUMBER: 0001047469-98-005768 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CYBERONICS INC CENTRAL INDEX KEY: 0000864683 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 760236465 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45039 FILM NUMBER: 98536274 BUSINESS ADDRESS: STREET 1: 17448 HGHWY 3 STE 100 CITY: WEBSTER STATE: TX ZIP: 77598 BUSINESS PHONE: 7133321375 MAIL ADDRESS: STREET 1: 17448 HIGHWAY 3 STREET 2: SUITE 100 CITY: WEGSTER STATE: TX ZIP: 77598-4135 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TERRY REESE S JR CENTRAL INDEX KEY: 0000940777 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 17448 HIGHWAY 3 STREET 2: SUITE 100 CITY: WEBSTER STATE: TX ZIP: 77598 BUSINESS PHONE: 3321375 MAIL ADDRESS: STREET 1: 17448 HIGHWAY 3 STREET 2: SUITE 100 CITY: WEBSTER STATE: TX ZIP: 77598 SC 13G/A 1 SC 13G/A ----------------------------- | OMB APPROVAL | ----------------------------- | OMB Number: 3235-0145 | | Expires: December 31, 1997 | | Estimated average burden | | hours per response...14.90 | ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. THREE)* CYBERONICS, INC. - ------------------------------------------------------------------------------ (NAME OF ISSUER) COMMON STOCK - ------------------------------------------------------------------------------ (TITLE OF CLASS OF SECURITIES) 23251P 10 2 - ------------------------------------------------------------------------------ (CUSIP NUMBER) *The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) CUSIP No. 23251P 10 2 13G PAGE 2 OF 5 PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON REESE S. TERRY, JR. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 985,694 SHARES -------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 0 REPORTING -------------------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 985,694 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 985,694 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.01% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT CUSIP No. 23251P 10 2 Page 3 of 5 Pages ITEM 1. (a) Name of Issuer CYBERONICS, INC. (b) Address of Issuer's Principal Executive Offices 16511 SPACE CENTER BLVD. #600 HOUSTON, TX 77062 ITEM 2. (a) Name of Person Filing REESE S. TERRY, JR. (b) Address of Principal Business Office or, if none, Residence 16511 SPACE CENTER BLVD. #600 HOUSTON, TX 77062 (c) Citizenship U.S.A. (d) Title of Class of Securities COMMON STOCK (e) CUSIP Number N/A ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON IS A: (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) / / Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, see Section 240.13d-1(b)(1)(ii)(F) (g) / / Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) / / Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) CUSIP No. 23251P 10 2 PAGE 4 OF 5 PAGES ITEM 4. OWNERSHIP (a) Amount Beneficially Owned 985,694* (b) Percent of Class 6.01% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 985,694* (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or direct the disposition of 985,694* (iv) shared power to dispose or direct the disposition of 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more that five percent of the class of securities, check the following / /. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A *includes 148,500 shares held in trusts for the benefit of Mr. Terry's children, of which Mr. Terry serves as trustee, and 49,694 shares underlying stock options exercisable within 60 days of December 31, 1997. CUSIP No. 23251P 10 2 PAGE 5 OF 5 PAGES ITEM 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 1998 ------------------------------------- Date /s/ REESE TERRY ------------------------------------- Signature Reese Terry ------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----